At Ockway Bay Financial, my focus is on helping you build, protect and prudently manage your wealth over time.  I believe that without a plan in place to pursue established goals, it's nearly impossible to measure your progress along the way.

I will help you identify and prioritize your goals.  This information will help me to develop tailored strategies to put your wealth to work generating the income you will need to support a lifetime of goals and objectives.  My approach to financial and investment planning seeks to help you:

• Fully assess your current situation, goals and desires
• Overcome obstacles and challenges
• Recognize and pursue opportunities
• Meet your income needs over time
• Manage risk in line with your goals and time horizon
• Learn new ways to minimize taxes, increase savings and invest more effectively
• Adapt strategies to changing life goals or market events
• Pursue multiple objectives and life-stage income goals
• Achieve a greater understanding of financial management principles
• Simplify a wealth management process while reducing financial anxiety

My emphasis is on due diligence.

LPL Financial's open-architecture investment platform and stringent due diligence provides us with access to a wide array of top industry talent in constructing your portfolio.  The LPL Research Team employs a strict, highly disciplined investment manager screening process that results in a recommended list of select, leading industry portfolio account managers.  Managers on the recommended list must continue to meet strict criteria over time to remain on the list.

As an independent advisor, I have access to a full array of non-proprietary financial products and services as I work with you to help ensure that your assets are strategically allocated and managed.  I seek to create investment strategies tailored to your needs, which may include:

• Cash and money market funds
• Municipal, treasury and corporate bonds
• Domestic and international stocks
• Mutual funds
• Exchange-traded funds (ETFs)
• Fixed and variable annuities
• Strategic Asset Management (SAM)
• Model Wealth Portfolios (MWP)
• Alternative investments*

*Alternative Investment Strategies include hedge fund strategies, managed futures vehicles, structured products, equipment leasing partnerships, real estate investment trusts (REITs) and oil and gas partnerships.

No strategy ensures a profit or protects against loss.  Investing involves risk, including possible loss or principal.  Past performance is no guarantee of future results.